Diversification, A Free Lunch?

Picking consistent investment winners is not anpicking big winners and not have gains diluted by
easy task. It takes experience, time, money,offsetting loses in another part of the portfolio as
information, and a bit of luck. But the payoff canoften happens with diversification. Of course,
be worth the effort; if you can consistently pickthat's easy for Mr. Buffet to say because he is a
winners. That's the hook. Very few investors areguru. But most of us mere mortals don't have the
consistent winners. But through the genius oftime, money or skill to become a focused
diversification, even the totally unknowing investorinvestor. Besides, those who try to become
has a good chance to preserve the value of theirfocused investors usually end up focused on a
capital and create wealth over time. As a matterdwindling investment account.
of fact, the benefits of diversification are theThere is another big difference between
foundation for the huge investment industry thatdiversified and focused investing strategies: one
provides millions of small retail investors, ownersstrategy is the hare and the other (diversified) is
of IRAs, 401Ks and participants of other pensionthe turtle and all of us know how that turns out.
plans with the ability to passively increase wealth.If you look at the record of millions of small
A properly planned and implemented long-terminvestor turtles, the truth is well known. For
investment strategy can almost "guarantee" anexample, if an investor were to invest just
eye-popping increase in wealth over time. And this$14,000 at age 25 and managed to earn an
is due in large part to the concept ofaverage of an annual 12% return, that initial
diversification. What is diversification?$14,000 investment would turn into over a million
Portfolio diversification refers to mixing up yourdollars by the time that person turned 65! It's a
investments by types and asset classes to helpfact. This is due to the combination of risk-reward
reduce market risk. For example, different typesbalancing through diversified holdings and the
of investments might consist of small, mediumpower of compounding profits. Of course, to gain
and large companies. Different classes of assetsthe awesome power of compounding profits, an
might be a mixture of cash, stocks, bonds andinvestor shouldn't touch the building investment
commodities. The advantages of a broadlyaccount balance. This is one of the reasons that
diversified portfolio are:IRAs and 401Ks are structured as they are; if
- One or a few poorly performing stocks do notyou don't mess with the account, your
significantly reduce the overall portfolioinvestments can grow tax differed, which greatly
performance.helps the effects of compounding.
- It requires less active management, with fewerThe average return for the Dow for the past 50
buy and sell decisions, and attendant lower costs.years has been a bit above 12% annual return.
- Performance is highly correlated with broadSo, with a diversified portfolio that can at least
indices, either market or sector, and thus doesmatch the market index, it is highly probable that
well in a general up market.a long term investor can become a millionaire if
- Performance will be no worse than the broadthey have the discipline. You don't need to be a
market or index. However, by using hedgingguru. But you do need a disciplined investment
strategies, much downside risk can be offset.plan and not panic when things go poorly-as they
Basically, diversification means that if one part ofinevitably will. Unfortunately, for one reason or
a diversified portfolio does poorly, it can beanother, many investors can't keep their hands
ameliorated by other investments in the portfoliooff the nest egg.
that do relatively better.Over the last twenty five years of portfolio
On the other hand, there are some gurus likemanagement, I firmly believe that if it weren't for
Warren Buffett who tell investors to concentratethe grace of diversification and compounding
on stocks they know well. He calls this "Focusedgains, most investors would have little chance to
Investing", which stipulates that investors placebuild wealth in equities. Indeed, diversification is the
bets on a few stocks with the expectation ofonly "free lunch" I know of.